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Creating an Effective Project Team

By Joe Petraus, MS, PE A Loss Prevention Newsletter for

One of the best weapons in your loss prevention arsenal is the ability to work effectively with other consultants on the design team. Fundamental to that is an understanding of the challenges that face each discipline. A case in point is the geotechnical consultant. Joe Petraus, MS, PE, a partner with EDP Consultants of Kirtland, Ohio, and a member of XL Design Professional’s Geotechnical and Environmental Consultants Advisory Board (GECAB), reminds us of the risks of looking upon professional consulting services as commodities.

Architects and engineers are always under pressure to keep project costs down. But sometimes they can be penny-wise and pound-foolish. For example, history tells us that problems related to subsurface conditions are primary sources of litigation. Nevertheless, some design professionals seek out the least costly geotechnical services, forgetting that engaging professional services based on lowest price can expose them to increased liability and increased project costs. Or they may predetermine a geotech’s workscope, which can limit his or her effectiveness. They may also forgo a geotechnical consultant’s important construction monitoring services, choosing instead a testing laboratory that will often work with minimal input from the geotechnical engineer. Perhaps they will specify that the contractor hire a testing laboratory. Prime consultants need to keep in mind that — just as with other design services — quality geotechnical services can save many times their fee and lower the risks of claims on a project.

Cheaper Isn’t Better

John Ruskin (1819-1900) perhaps said it best. "It’s unwise to pay too much, but it’s even worse to pay too little. When you pay too much you lose a little money — that is all. When you pay too little you sometimes lose everything, because the thing you bought was incapable of doing the thing it was bought to do. The common law of business balance prohibits paying a little and getting a lot — it can’t be done. If you deal with the lowest bidder, it is well to add something for the risk you run, and if you do that you will have enough to pay for something better."

There seems to be a growing trend on the part of some prime consultants and owners to treat specialty services for which they contract (or recommend that owners contract for) — geotechnical consulting, construction monitoring, civil design or geo-environmental services — as mere commodities. Although architects and engineers argue passionately that their own services should be obtained through qualifications-based selection (QBS), many of these same firms hire subconsultants strictly on price. It makes little sense. Primes and owners expect the services of high-quality subconsultants while continuing to bid them out just as they would a roofer or a plumber. Yet quality-conscious subconsultants find it next to impossible to compete when price is the only criteria. Perhaps primes and owners do not recognize the risks of contracting with "low bidder" consultants, who are not paid enough to do a thorough job, either during the design or construction phase.

The Risks in Specifying a Geotechnical Workscope

Many primes, when soliciting proposals for geotechnical services, consider it necessary to specify the workscope in order to "keep a level playing field," thus allowing price to be the determining criteria in consultant selection. This is a common practice, although neither architects nor structural engineers are really in the best position to determine where and how deep to drill borings. Yet by specifying a field exploration workscope, the prime consultant may be substantially increasing his or her liability exposure. For example, consider a site with complex geology or possibly old fill from previous construction. If not for the pressure of competitive bidding, a geotech might suggest more comprehensive boring coverage, which could expose underground conditions easily missed by fewer borings. Learning of such subsurface conditions early in the design process could avoid unanticipated and unbudgeted costs later. When such overruns occur, nobody is happy. Delays occur, earthwork and founda-tion costs increase, budgets become strained and owners look to the design team for answers as to why this happened.

The Importance of Construction Monitoring

Construction monitoring is a critical part of the geotechnical exploration. It is the only opportunity that the geotech has to determine whether his or her assumptions about site geology, as judged by the borings, were correct. Fifty years ago, Karl Terzaghi, the father of soil mechanics, called it the Observational Method, and what he said then is still true today. He stated that with the uncertainties that exist in the underground, the exploration is not complete until the engineer has a chance to see the subsurface conditions exposed during construction. What this means — and what prime consultants must help their clients understand — is that geotechnical exploration reports are not all-encompassing. This is because geotechs:

  • Test only a few locations at certain depth intervals
  • Are lucky if they can test 1/1,000,000th of impacted ground volume
  • In the development of their recommendations, must assume uniformity between borings — which seldom exists.

Geotechs must have the opportunity to observe conditions exposed by excavation, to determine if changes are required and how those changes should be made. Simply put, there is no one else as qualified to provide these services.

Out of the Loop

Clearly, the geotechnical engineer should conduct construction observation and testing. But this sometimes presents a problem, since not all geotechnical engineering firms provide construction-monitoring services. Some skilled and experienced geotechnical engineering firms have made a business decision to not provide comprehensive construction monitoring services. Thus, their projects must rely instead on the services of an independent testing laboratory. The use of testing laboratories is effective in geotechnical engineering only if the geotech is kept in the informational loop during construction. For a variety of reasons, however, this often isn’t done.

In order for construction monitoring to work properly, there must be close communication between the geotech engineer and field technician. But this rarely occurs when they work for different and possibly competing companies. In my 25-plus years of experience, I have yet to receive a call from a testing laboratory’s field technician asking for clarification or direction. Yet our own technicians, who are well trained and experienced, routinely find it necessary to ask for direction or clarification from our project engineer. The truth is, when technicians are engaged apart from the geotech, they generally work on their own, without input from the engineer of record. This often creates situations in which recommendations can be misinterpreted or at least not executed to the full extent anticipated by the geotech. With the engineer of record out of the informational loop, there is often a reluctance to call him or her when a question in the field needs to be answered. If contacted, the geotech may be reluctant to discuss a particular concept in detail, knowing that the monitoring of that work will be performed by a field representative he or she does not know. Or the geotech may decline involvement, deferring instead to the person in responsible charge of the field technician’s work. This can, however, result in the misinterpretation of recommendations, with little opportunity to discuss fine points.

The prime design consultant must recognize that hiring a testing laboratory to monitor construction progress is not the same as having ongoing input from the project’s geotechnical engineer of record. As the writer of the report, he or she is in the best position to provide proper guidance during the field activities, acting through the field technician.

In Summary, a Few Recommendations:

  • Select the geotechnical subconsultant through qualifications-based selection. Price, although a consideration, should never be the overriding factor.
  • If you’re the prime design professional, don’t predetermine the geotech’s scope of services.
  • Remember that construction monitoring is an extension of the geotech’s professional services.